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FINRA Awards for Robert Rothman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0044808/20/2018Claimant(s): Robert Rothman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Daniel White
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY

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