| 18-02998 | 03/13/2019 | Claimant(s): Leo Schulman as AIF for Barnett Schulman
Claimant Lawyers(s): Gary Menzer
Respondent(s): Anthony Lapadula
Respondent Lawyers(s): A.R. John Hitching
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
|  | Expungement |
| 17-02655 | 12/10/2018 | Claimant(s): Douglas Modico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Auerbach Grayson & Company LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ann C. Northern, Doris Lindbergh, Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 18-02231 | 10/19/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Robert Fantozzi
Respondent Lawyers(s): Robert Paul Fantozzi
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 17-03388 | 08/16/2018 | Claimant(s): Marc Scudillo
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 16-00205 | 06/22/2018 | Claimant(s): Aviva Rahmani
Claimant Lawyers(s): Corban S. Rhodes
Respondent(s): David Altman, Sanford C. Bernstein & Co., Leonard Hersh
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Lynne M. Reid-McQueen, Stephen A. Weiner, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 16-03717 | 06/13/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michael Pellegrino
Respondent Lawyers(s): Darryl J. Bouganim
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 17-02216 | 06/07/2018 | Claimant(s): Ari Baum
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins, Stephen A. Weiner, John Clark Van Steen
Hearing Site: New York, NY
| | |
| 17-02261 | 04/17/2018 | Claimant(s): Elizabeth Angelone
Claimant Lawyers(s): Owen Harnett
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 17-03273 | 03/29/2018 | Claimant(s): Mallory Brenner
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Fern Strauss
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 16-03578 | 02/02/2018 | Claimant(s): David Demos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Stanley F. Meyerson, Stephen A. Weiner, Gerald H. Grayson
Hearing Site: New York, NY
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