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FINRA Awards for Renan Sugarman

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0329902/03/2022Claimant(s): Abraham Seidman Irrevocable Trust
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Guergana Karaalanova, J.P. Morgan Securities, Kevin Hitz
Respondent Lawyers(s): Heidi E. VonderHeide, Kevin Timothy Hitz
Arbitrator(s): Ray J. Grzebielski, Flora Fell, Scott Miller
Hearing Site: Chicago, IL
Checkmark IconExpungement
20-0181302/26/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Todd Fels
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
19-0283702/24/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Hill
Respondent Lawyers(s): Jeffrey Alan Hill
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Minneapolis, MN
19-0043210/09/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeremy Mandler
Respondent Lawyers(s): Jeremy Scott Mandler
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
18-0231512/06/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Laboranti
Respondent Lawyers(s): Jeffrey Anthony Laboranti
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
18-0223110/19/2018Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Robert Fantozzi
Respondent Lawyers(s): Robert Paul Fantozzi
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
16-0372410/05/2017Claimant(s): Rick Konecny
Claimant Lawyers(s): Rick Douglas Konecny
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Renan Sugarman
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
16-0120309/29/2016Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Drew Romeo
Respondent Lawyers(s): Drew Anthony Romeo
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
10-0545401/25/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan Sugarman
Respondent(s): David Wilsman
Respondent Lawyers(s): David K. Wilsman
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
09-0647108/11/2010Claimant(s): Saengnakhorn Cinq-Mars
Claimant Lawyers(s): Saengnakhorn Phothisane Cinq-Mars
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Renan Sugarman
Arbitrator(s): William J. Rosso, Andrew R. Dick, Frederick Ramos
Hearing Site: Minneapolis, MN

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