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FINRA Awards for Gerald H. Grayson

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0239907/17/2024Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
23-0089407/05/2024Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark Icon$0
23-0081406/03/2024Claimant(s): Sherry Lautares
Claimant Lawyers(s): Charles O'Rourke
Respondent(s): Morgan Stanley, Mark Rosenberg
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0200503/02/2023Claimant(s): Christopher Wheeler
Claimant Lawyers(s): Christopher Wheeler
Respondent(s): Webull Financial LLC
Respondent Lawyers(s): Danielle R. Gill
Arbitrator(s): Gerald H. Grayson
Hearing Site: Boca Raton, FL
Checkmark Icon$0
19-0229903/25/2021Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Daniel A Spector
Respondent(s): Auguste Capital Partners
Respondent Lawyers(s): Leon Baer Borstein
Arbitrator(s): Alejandro Miguel Garro, Gerald H. Grayson, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark Icon$0
19-0218010/19/2020Claimant(s): Amanda B. Straight Revocable Trust
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): John F. Duane, Gerald H. Grayson, Patricia Kathleen Costello
Hearing Site: New York, NY
Checkmark Icon$0
16-0288105/09/2019Claimant(s): Manuel Velez De Jesus, Mavel Corp.
Claimant Lawyers(s): August Iorio
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones
Arbitrator(s): Gerald H. Grayson, Bernard Lieberman, Wayne I. Harris
Hearing Site: New York, NY
Checkmark IconExpungement
16-0357802/02/2018Claimant(s): David Demos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Stanley F. Meyerson, Stephen A. Weiner, Gerald H. Grayson
Hearing Site: New York, NY
15-0030703/11/2016Claimant(s): RS International Group Limited
Claimant Lawyers(s): Brian Levin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Bernard A. Becker, Gerald H. Grayson, Theodore Roy Bayer
Hearing Site: Miami, FL
Checkmark Icon$0
12-0050807/24/2014Claimant(s): Nohar Sumasar
Claimant Lawyers(s): Brian H. Brick
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson
Hearing Site: New York, NY
Checkmark IconExpungement

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