| 23-00894 | 07/05/2024 | Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein
Hearing Site: Boca Raton, FL
|  | $0 |
| 18-03051 | 07/30/2019 | Claimant(s): Melissa Wright
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): BB&T Securities
Respondent Lawyers(s): Robert P. Howard
Arbitrator(s): Pamela Jeanne Rush, Brian Michael Kane, Terrence L. Harvey
Hearing Site: Jacksonville, FL
| | |
| 13-01599 | 08/07/2014 | Claimant(s): Billie La Violette, Gary Zack, Jennifer Bernard-Zack, Robert La Violette
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Debra A. Jenks, James M. Scutti, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $485,124 |
| 12-01194 | 07/29/2014 | Claimant(s): Kira Flanzraich, Neil Flanzraich, FBO Neil Flanzraich Def Ben Pl Dtd1/1/95, U/A Dtd 11/15/2000 Kira Flanzraich TRT, U/A Dtd 11/15/2000 Neil Flanzraich TRT, U/A Dtd 11/15/2000 by Neil Flanzraich, U/A Dtd 11/28/2000 Neil Flanzraich IrTrt
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Westmoreland, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Peter S. Fruin
Arbitrator(s): Myron E. Levenson, Dennis J. Levin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-04660 | 07/03/2013 | Claimant(s): Anise Schneiderman, Lenore Tepper, Montana Queler
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): David Simon, UBS Financial Services Inc.
Respondent Lawyers(s): Daniel S. Newman, Rebecca E. Swenson
Arbitrator(s): Linda M. Granata, Marie G. Peterson, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
| | $0 |
| 09-02937 | 05/04/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Brodie
Respondent(s): Jonathan Berstein
Respondent Lawyers(s): Carl F. Schoeppl
Arbitrator(s): Carl Shechter, Kevin S. Doty, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
| | |
