| 17-01994 | 12/07/2018 | Claimant(s): Brian Kirkpatrick
Claimant Lawyers(s): Lawrence A. Kellogg
Respondent(s): Capital Guardian, Capital Guardian Holding
Respondent Lawyers(s): Justin Lowe, Sandro L. Ramos
Arbitrator(s): Dale H. Van Scoyk, Thomas W. Allen, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | |
| 12-00098 | 11/16/2012 | Claimant(s): VCG Securities
Claimant Lawyers(s): Robert H. Fasulo, General Counsel
Respondent(s): Viewpoint Securities
Respondent Lawyers(s): Seth Leyton, Managing Member
Arbitrator(s): Marc S. Piven, Alexander I. Heckman, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
| | |
| 09-02937 | 05/04/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Brodie
Respondent(s): Jonathan Berstein
Respondent Lawyers(s): Carl F. Schoeppl
Arbitrator(s): Carl Shechter, Kevin S. Doty, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
| | |
| 10-02002 | 08/23/2011 | Claimant(s): Deborah M. Menten Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Howard N. Kahn, Richard S. Zaifert, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
|  | Stipulated Award |
