08-00990 | 01/13/2014 | Claimant(s): Lehman Brothers Inc Claimant Lawyers(s): Jennifer Hwang Respondent(s): Jason Kraskiewicz Respondent Lawyers(s): Jason Kraskiewicz Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum Hearing Site: Boca Raton, FL
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12-00098 | 11/16/2012 | Claimant(s): VCG Securities Claimant Lawyers(s): Robert H. Fasulo, General Counsel Respondent(s): Viewpoint Securities Respondent Lawyers(s): Seth Leyton, Managing Member Arbitrator(s): Marc S. Piven, Alexander I. Heckman, Dale H. Van Scoyk Hearing Site: Boca Raton, FL
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09-02500 | 11/13/2009 | Claimant(s): Elizabeth Dankman Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern Hearing Site: Boca Raton, FL
| | Expungement |
07-00799 | 09/05/2008 | Claimant(s): Arie Aloni, Hava Aloni Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Alexander I. Heckman, Steven Gerard Goerke, Elaine Feldman Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |