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FINRA Awards for Alexander I. Heckman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0099001/13/2014Claimant(s): Lehman Brothers Inc
Claimant Lawyers(s): Jennifer Hwang
Respondent(s): Jason Kraskiewicz
Respondent Lawyers(s): Jason Kraskiewicz
Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
12-0009811/16/2012Claimant(s): VCG Securities
Claimant Lawyers(s): Robert H. Fasulo, General Counsel
Respondent(s): Viewpoint Securities
Respondent Lawyers(s): Seth Leyton, Managing Member
Arbitrator(s): Marc S. Piven, Alexander I. Heckman, Dale H. Van Scoyk
Hearing Site: Boca Raton, FL
09-0250011/13/2009Claimant(s): Elizabeth Dankman
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber
Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
07-0079909/05/2008Claimant(s): Arie Aloni, Hava Aloni
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Alexander I. Heckman, Steven Gerard Goerke, Elaine Feldman
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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