| 19-01523 | 10/22/2021 | Claimant(s): Marjorie Lebenbom
Claimant Lawyers(s): Daniel W. Weininger
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jordan D. Weinreich
Arbitrator(s): Mauricio Kohn, Peter A. Cartwright, Michael John Falvo
Hearing Site: Detroit, MI
|  | $0 |
| 13-02741 | 09/26/2014 | Claimant(s): Nestor Fernandez
Claimant Lawyers(s): Michael M. Mincieli
Respondent(s): Deutsche Bank Securities., Wells Fargo Securities
Respondent Lawyers(s): David Guidry, Matthew Kalinowski
Arbitrator(s): Peter A. Cartwright, Barry David Thorpe, Robert G. Geeseman
Hearing Site: Miami, FL
| | $0 |
| 12-01465 | 01/07/2013 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Anthony Fisher
Respondent Lawyers(s): Anthony John Fisher
Arbitrator(s): Stan West, Robert S. Natiss, Peter A. Cartwright
Hearing Site: Boca Raton, FL
| | |
| 11-03446 | 06/28/2012 | Claimant(s): Joshua Zillmer
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): PNC Investments
Respondent Lawyers(s): Deborah I. Ecker
Arbitrator(s): Monica I. Salis, Bruce N. Sankin, Peter A. Cartwright
Hearing Site: Boca Raton, FL
| | |
| 09-02500 | 11/13/2009 | Claimant(s): Elizabeth Dankman
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber
Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern
Hearing Site: Boca Raton, FL
| | Expungement |
