| 23-01460 | 10/17/2024 | Claimant(s): Kevin Farrow
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): LPL Financial LLC, Cuna Brokerage Services., Suncoast Credit Union
Respondent Lawyers(s): Amy L. Drushal, Neil S. Baritz, Sandra D. Grannum
Arbitrator(s): Jacquelyn M. Shannon, Dempsey Reno Adkins, Andrea M Johnson
Hearing Site: Tampa, FL
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| 21-02864 | 06/28/2022 | Claimant(s): Anthony Javarone
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leslie L. Cooney, Robert C. Harris, Stephenie Dorris
Hearing Site: Boca Raton, FL
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| 19-00363 | 08/16/2019 | Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | |
| 15-03215 | 06/22/2017 | Claimant(s): Gene G. Leary Revocable Living Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Oppenheimer & Co.., Miguel Garcia
Respondent Lawyers(s): Brian D. Buckstein, Cory S. Zadanosky
Arbitrator(s): Guillermo A. Gleizer, Margo Denise Wright, Jorge Rice
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-02093 | 05/26/2017 | Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Karen Z. Fischer, Sandra J. Bakalus, Stephen Kahane
Hearing Site: Boca Raton, FL
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| 15-02664 | 10/24/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Kevin Farrow
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert Finder, Lane A. Fentriss, Ronald Charles Waters
Hearing Site: Orlando, FL
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| 14-02560 | 02/08/2016 | Claimant(s): Herbert Jablin
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Lawrence M. Green, James W. Geiger, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 14-02913 | 06/02/2015 | Claimant(s): Ira Materetsky
Claimant Lawyers(s): Ira Materetsky
Respondent(s): Jay Fischer, Royal Alliance Associates.
Respondent Lawyers(s): Brian D. Buckstein, Greg Curley
Arbitrator(s): Alice J. Johnson
Hearing Site: Boca Raton, FL
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| 11-01262 | 07/17/2012 | Claimant(s): Gregg Smyth
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): VP Distributors Inc.
Respondent Lawyers(s): Thomas Mead Santoro
Arbitrator(s): Ellen J. Abrams, Lee Milich, Andrew David Kahng
Hearing Site: Boca Raton, FL
| | |
| 11-03446 | 06/28/2012 | Claimant(s): Joshua Zillmer
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): PNC Investments
Respondent Lawyers(s): Deborah I. Ecker
Arbitrator(s): Monica I. Salis, Bruce N. Sankin, Peter A. Cartwright
Hearing Site: Boca Raton, FL
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