| 22-00627 | 10/06/2022 | Claimant(s): Angelo Kafkes
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward R. Niederriter, Stephen Kahane, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | |
| 20-04115 | 06/21/2022 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael Dellaporta, Fusion Analytics Securities
Respondent Lawyers(s): Joseph Conte, Michael Joseph Dellaporta
Arbitrator(s): Nancy J. Cliff, Stephen Kahane, Marvin S. Lava
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12504(d) |
| 16-02093 | 05/26/2017 | Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Karen Z. Fischer, Sandra J. Bakalus, Stephen Kahane
Hearing Site: Boca Raton, FL
| | |
| 14-02725 | 05/05/2017 | Claimant(s): Nattura CV
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Stephen Kahane, Carolyn E. Moore, Lawrence C. Levey
Hearing Site: Miami, FL
| | Expungement |
| 16-01150 | 09/01/2016 | Claimant(s): Daniel Rosenberg
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich
Hearing Site: Boca Raton, FL
| | |
| 14-03458 | 11/10/2015 | Claimant(s): Alfred Hovis
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): Jeanne Mazza
Respondent Lawyers(s): Jeanie Mazza
Arbitrator(s): Stephen Kahane, Andrew Jay Kohan, Dennis R. Surprenant
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02190 | 11/03/2014 | Claimant(s): JZ Family Partnership Limited, LTD, The Jerome Zimmerman Personal Trust
Claimant Lawyers(s): Steven M Katzman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Mark C. Perry, Myron E. Levenson, Stephen Kahane
Hearing Site: Boca Raton, FL
| | $0 |
| 13-02455 | 07/31/2014 | Claimant(s): Lois Lazzopina
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Anel MolinaL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Steven Ira Weinberger, Stephen Kahane, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02198 | 04/29/2014 | Claimant(s): Thomas Nelson
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Diane M. Perry, Robert Zelinka, Stephen Kahane
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03167 | 12/14/2012 | Claimant(s): Jay Debow, Suzanne Debow, MLPF&S Cust FBO Jay Debow IRA, MLPF&S Cust FBO Suzanne Hayat Debow IRA, MLPF&S Cust FBO J. Debow Consulting P.S
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Mark Imbertson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Colleen M. Fitzgerald, Donald F. Winningham
Arbitrator(s): Frances D. Sheehy, Mark T. Burnam, Stephen Kahane
Hearing Site: Boca Raton, FL
| | Expungement |
