| 13-02784 | 11/18/2014 | Claimant(s): Richard Polakoff, Dr. Richard Polakoff Defined Benefit Pen
Claimant Lawyers(s): Kristen Lake Cardoso
Respondent(s): Benjamin London, Dwight Campbell
Respondent Lawyers(s): Erin K. Linehan, Gregg J. Breitbart
Arbitrator(s): Frances D. Sheehy, Gloria O. North, Michael Barry Bloom
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-04039 | 11/07/2014 | Claimant(s): Zofia Suarez, Gustavo Suarez & Zofia Suarez JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alex J. Rosenthal
Arbitrator(s): Frances D. Sheehy, Arnold I. Loew, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-01029 | 11/08/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Rebecca Swenson
Respondent(s): Lynn Blankenberger
Respondent Lawyers(s): Lynn Blankenberger
Arbitrator(s): Frances D. Sheehy, Howard Bernstein, Doug Campbell
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03167 | 12/14/2012 | Claimant(s): Jay Debow, Suzanne Debow, MLPF&S Cust FBO Jay Debow IRA, MLPF&S Cust FBO Suzanne Hayat Debow IRA, MLPF&S Cust FBO J. Debow Consulting P.S
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Mark Imbertson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Colleen M. Fitzgerald, Donald F. Winningham
Arbitrator(s): Frances D. Sheehy, Mark T. Burnam, Stephen Kahane
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership
Claimant Lawyers(s): Michael Hill
Respondent(s): Wells Fargo Advisors, Patsy Lillehei
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05719 | 06/27/2012 | Claimant(s): Paul Cohnen A/R Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Douglas McPherson, J.P. Morgan Securities, Michael Kilkeary
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Frances D. Sheehy, Harvey Alan Blicksilver, Harold S. Stern
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03103 | 01/25/2012 | Claimant(s): Blanche Gloetzner
Claimant Lawyers(s): Tiffany J. Brown
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Frances D. Sheehy, Harriet A. Kottick, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-04586 | 07/21/2011 | Claimant(s): Daniel Staton, Staton Family Investments, Ltd.
Claimant Lawyers(s): Martin P. Russo
Respondent(s): Christopher Jacobs, Gerald Schwinn, James Dickson, Margot Dwyer, Merrill Lynch Pierce Fenner & Smith Inc., The Jacobs Team
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Frances D. Sheehy, Morton D. Siegel, Allen Robin
Hearing Site: Boca Raton, FL
| | $0 |
| 09-06055 | 04/19/2011 | Claimant(s): Gary Hillert
Claimant Lawyers(s): Scott L. Silver
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Frances D. Sheehy, John H. Claudy, Theodore Israel Herold
Hearing Site: Boca Raton, FL
| | $0 |
| 10-02050 | 03/08/2011 | Claimant(s): Byron Meads, John Wyllys, Max Manack
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Milton and Dorothy Aronowitz
Respondent Lawyers(s): Scott L. Silver
Arbitrator(s): Robert B. Kane, Frances D. Sheehy, Charles Hoffman
Hearing Site: Boca Raton, FL
| | Expungement |
