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FINRA Awards for Tiffany J. Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0310301/25/2012Claimant(s): Blanche Gloetzner
Claimant Lawyers(s): Tiffany J. Brown
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Frances D. Sheehy, Harriet A. Kottick, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
10-0340512/02/2011Claimant(s): Karen Roberts
Claimant Lawyers(s): Tiffany J. Brown
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Bernard A. Taub
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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