Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04432 | 04/03/2012 | Claimant(s): Meri Ramazio, Tamara Smolchek Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Douglas K. Spaulding Arbitrator(s): Harriet A. Kottick, Bonnie A. Pearce, Fred Abramoff Hearing Site: Boca Raton, FL | ||
| 10-03103 | 01/25/2012 | Claimant(s): Blanche Gloetzner Claimant Lawyers(s): Tiffany J. Brown Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Frances D. Sheehy, Harriet A. Kottick, Bonnie A. Pearce Hearing Site: Boca Raton, FL |  | Stipulated Award and Expungement |