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FINRA Awards for Fred Abramoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0351404/07/2015Claimant(s): Susan Dresnick, Milton D. Lunden Trust
Claimant Lawyers(s): Susan G. Dresnick
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Fred Abramoff, Sanders Williams Gropper
Hearing Site: Miami, FL
Checkmark IconExpungement
11-0350412/21/2012Claimant(s): Awilda Vilches Reyes
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Fred Abramoff
Hearing Site: San Juan, PR
Checkmark IconExpungement
11-0194810/16/2012Claimant(s): Michele Billings, Robert Billings
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): David P. Slater, Harold S. Stern, Fred Abramoff
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$1,336,460
10-0443204/03/2012Claimant(s): Meri Ramazio, Tamara Smolchek
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Douglas K. Spaulding
Arbitrator(s): Harriet A. Kottick, Bonnie A. Pearce, Fred Abramoff
Hearing Site: Boca Raton, FL
09-0687701/12/2012Claimant(s): Alben Realty Corporation, Babylon Repair Service., Alben Realtor Corporation Retirement PSP
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Neil J. Berman, Robert G. Falbisaner, Fred Abramoff
Hearing Site: Miami, FL
Checkmark IconStipulated Award

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