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FINRA Awards for FMSBonds.

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0103801/10/2020Claimant(s): Adelle Abdallah, Soraya Abdallah
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
Checkmark Icon$455,000
16-0196901/17/2018Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, FMSBonds.
Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks
Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng
Hearing Site: Boca Raton, FL
15-0030408/19/2016Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$218,600
15-0314807/28/2016Claimant(s): James Dolson
Claimant Lawyers(s): Gary Menzer
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0687701/12/2012Claimant(s): Alben Realty Corporation, Babylon Repair Service., Alben Realtor Corporation Retirement PSP
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Neil J. Berman, Robert G. Falbisaner, Fred Abramoff
Hearing Site: Miami, FL
Checkmark IconStipulated Award
10-0069306/02/2011Claimant(s): Clayton Krause, Ila Krause
Claimant Lawyers(s): Clayton K. Krause
Respondent(s): FMSBonds.
Respondent Lawyers(s): Dennis A. Richard
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0080708/19/2010Claimant(s): Austin Frishman, Barbara Frishman
Claimant Lawyers(s): Michael Amad
Respondent(s): Wachovia Securities, FMSBonds.
Respondent Lawyers(s): Keith Olin, Sydney A. Marks
Arbitrator(s): S. William Gersten, Charles Hoffman, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
09-0005906/25/2010Claimant(s): Gregory George
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Michael Destefano, FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): David M. Levine, Robert M. Schubert, Edward Arthur Horton
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award

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