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FINRA Awards for Sydney A. Marks

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0103801/10/2020Claimant(s): Adelle Abdallah, Soraya Abdallah
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
Checkmark Icon$455,000
17-0320906/29/2018Claimant(s): James Ward
Claimant Lawyers(s): Ryan Cook
Respondent(s): Fmsbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
Checkmark IconStipulated Award
16-0196901/17/2018Claimant(s): Sean Fetterman
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, FMSBonds.
Respondent Lawyers(s): Beverly Jo Slaughter, Sydney A. Marks
Arbitrator(s): Richard J. Kaplan, Linda M. Foster-Wells, Jay Eng
Hearing Site: Boca Raton, FL
16-0154901/17/2017Claimant(s): Dorothy H. Thompson Rev Trst UAD 1/15/91
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): FMSBONDS, INC
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Will Murphy, Thomas W. Allen, Victor Bernard Gent
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
15-0030408/19/2016Claimant(s): Jacob Zabara, Zabara Family 2012 Irrevocable Trust UAD
Claimant Lawyers(s): Ryon M. McCabe
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Diane M. Perry, Roy B. Gonas, Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$218,600
15-0093008/03/2016Claimant(s): Alan Greenspan
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): FMSBONDS.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Steven Ira Weinberger, James W. Geiger, Sydney E. Blum
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
15-0314807/28/2016Claimant(s): James Dolson
Claimant Lawyers(s): Gary Menzer
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark Icon$0
12-0416008/01/2014Claimant(s): George Johns
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): FMSBONDS.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Richard S. Zaifert, Elena G. Rodriguez, Joel K. Gustafson
Hearing Site: Ft. Lauderdale, FL
Checkmark IconStipulated Award
13-0265005/14/2014Claimant(s): Tracy Stern
Claimant Lawyers(s): Mason Slaine
Respondent(s): Stephen Elblonk
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0
09-0515706/11/2012Claimant(s): Linda Bassin Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Norry Luria, FMS Bonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Linda M. Granata, Richard S. Zaifert, Michael T. Williams
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award

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