16-02000 | 10/13/2017 | Claimant(s): National Steel & Copper Plate Co.., Jon R. Marden Living Trust Claimant Lawyers(s): Adam T. Rabin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sara Soto Arbitrator(s): David Rich, Andrea R. Jacobs, John B. Sochacki Hearing Site: Boca Raton, FL
| | Expungement |
16-00499 | 05/09/2017 | Claimant(s): Terry Denisco Rev Tr Terry Denisco TTEE Claimant Lawyers(s): Adam T. Rabin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Steven Gerard Goerke, Paul Weinberg, Jeffrey Scott Shapiro Hearing Site: Boca Raton, FL
| | Expungement |
16-01549 | 01/17/2017 | Claimant(s): Dorothy H. Thompson Rev Trst UAD 1/15/91 Claimant Lawyers(s): Adam T. Rabin Respondent(s): FMSBONDS, INC Respondent Lawyers(s): Sydney A. Marks Arbitrator(s): Will Murphy, Thomas W. Allen, Victor Bernard Gent Hearing Site: Boca Raton, FL
| | Stipulated Award |
12-03284 | 04/15/2014 | Claimant(s): Christa Collins, Justus Essman Claimant Lawyers(s): Adam T. Rabin Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Peter W. Howell, Sara B. Davis Arbitrator(s): Brian G. Mooney, Edith N. Dinneen Hearing Site: Tampa, FL
| | Expungement |
12-02579 | 06/18/2013 | Claimant(s): Stanley Bergenfeld Claimant Lawyers(s): Adam T. Rabin Respondent(s): Michael Kerper Respondent Lawyers(s): Harvey F. Friedman Arbitrator(s): Alice J. Johnson, David Rich, John B. Sochacki Hearing Site: Boca Raton, FL
| | $145,530 |
09-04606 | 07/02/2010 | Claimant(s): Anne Carmichael, Rev. Trust of Donald Carmichael Claimant Lawyers(s): Adam T. Rabin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patricia Morales Christiansen Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marc Scott Shapiro Hearing Site: Boca Raton, FL
| | $90,000 |