| 17-03322 | 02/14/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Lerner, Charles Shalmi, Logan Shalmi, Mark Garfinkel
Respondent Lawyers(s): Cory S. Zadanosky, Mark Steven Garfinkel
Arbitrator(s): Debra A. Byrne-Mathews, Alice J. Johnson, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 14-01598 | 07/07/2017 | Claimant(s): Allan Yarkin, Hank Boyce
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tina Winer
Arbitrator(s): Alice J. Johnson, Robert J. Bender, William John Kattula
Hearing Site: Boca Raton, FL
| | |
| 14-03315 | 06/09/2016 | Claimant(s): Scott Storick
Claimant Lawyers(s): Howard W. Poznanski
Respondent(s): Dustin Bezalel, Gil Cohen, Susan Palen, Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Carol A. Field, Mark E. Zelek
Arbitrator(s): Ronald F. Rohe, Alice J. Johnson, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 14-02913 | 06/02/2015 | Claimant(s): Ira Materetsky
Claimant Lawyers(s): Ira Materetsky
Respondent(s): Jay Fischer, Royal Alliance Associates.
Respondent Lawyers(s): Brian D. Buckstein, Greg Curley
Arbitrator(s): Alice J. Johnson
Hearing Site: Boca Raton, FL
| | |
| 13-02874 | 04/23/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Richard Ohrn
Respondent Lawyers(s): Richard Winsor Ohrn
Arbitrator(s): Alice J. Johnson, Joseph Benalt, Marilyn Nader
Hearing Site: Boca Raton, FL
| | |
| 14-00320 | 03/02/2015 | Claimant(s): Donald Bianco
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Liana Dobarganes
Respondent Lawyers(s): Dennis Fano
Arbitrator(s): Jack Stein, Alice J. Johnson, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02562 | 10/23/2013 | Claimant(s): Michael Pistillo
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Keating Investment Management
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-01789 | 06/26/2013 | Claimant(s): Alan Mintz
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Collin Meyer, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): William W. Bride, Alice J. Johnson, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02579 | 06/18/2013 | Claimant(s): Stanley Bergenfeld
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Michael Kerper
Respondent Lawyers(s): Harvey F. Friedman
Arbitrator(s): Alice J. Johnson, David Rich, John B. Sochacki
Hearing Site: Boca Raton, FL
| | $145,530 |
| 12-00287 | 06/28/2012 | Claimant(s): Leslie Turchi
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Terrance Dewald
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): J. Kirkland Grant, Alice J. Johnson, Michael Lloyd Weisel
Hearing Site: Atlanta, GA
| | Expungement |
