| 14-01598 | 07/07/2017 | Claimant(s): Allan Yarkin, Hank Boyce
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tina Winer
Arbitrator(s): Alice J. Johnson, Robert J. Bender, William John Kattula
Hearing Site: Boca Raton, FL
| | |
| 14-00437 | 12/15/2014 | Claimant(s): Sharon Rashti
Claimant Lawyers(s): Sharon Rashti
Respondent(s): Viewtrade Securities.
Respondent Lawyers(s): Allan M. Lerner
Arbitrator(s): Alyson R. Dachelet, Andrew F. Greitz
Hearing Site: Boca Raton, FL
| | |
| 12-00904 | 01/06/2014 | Claimant(s): David Shapiro, David Shapiro Trust, Suellen Shapiro Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Investments By Planners.
Respondent Lawyers(s): Allan M. Lerner
Arbitrator(s): Steven R. Reininger, Donald Theodore Ryce, Kenneth J. Gamelin
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-04105 | 06/07/2013 | Claimant(s): Inversiones Interven, LTD
Claimant Lawyers(s): Robert H. Fernandez
Respondent(s): James Barry, Barry Financial Group
Respondent Lawyers(s): Allan M. Lerner, James D. Sallah, Robert L. Jennings
Arbitrator(s): Mark A. Buckstein
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01464 | 05/08/2008 | Claimant(s): Arvilla Orton, Arvilla Lorraine Orton 1st Trust UA dtd
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Rebecca Engle
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Stuart M. Rapee, Joel F. Martineau, James Conrad Sankpill
Hearing Site: Boca Raton, FL
| | $245,940 |
