| 12-03364 | 02/19/2014 | Claimant(s): Roy Richard
Claimant Lawyers(s): William B. Young
Respondent(s): Timothy Mosley
Respondent Lawyers(s): James D. Sallah
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
|  | Expungement |
| 10-04105 | 06/07/2013 | Claimant(s): Inversiones Interven, LTD
Claimant Lawyers(s): Robert H. Fernandez
Respondent(s): James Barry, Barry Financial Group
Respondent Lawyers(s): Allan M. Lerner, James D. Sallah, Robert L. Jennings
Arbitrator(s): Mark A. Buckstein
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01158 | 02/06/2013 | Claimant(s): Gerald Kaiser
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Gregory Berger, UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James D. Sallah, Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Herman Taub
Hearing Site: New York, NY
| | $0 |
| 09-00748 | 10/28/2009 | Claimant(s): Alan Evans
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Ettore Ventrice, Michael Bober, Sanford Steinberg
Respondent Lawyers(s): James D. Sallah
Arbitrator(s): Sheldon I. Saitlin, Richard J. Kaplan, Edwin J. Slovitt
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00624 | 08/19/2009 | Claimant(s): Barbara Freudmann, Fern Greene, Gunnar Pedersen, Joan Ezersky, Judith Pedersen, Maxine Jaffe, Randi Greenfield, Randy Greenfield, Ruth Grimes, Sheila Kramer, Shirley Wishnew, Stefan Greene, Judith Pedersen on behalf of Alexa, Noah, Michael Casper Custodial, CUS for Rose Shimerg, Steven Casper Custodial, Carol Hoffer IRA, John Casper, Marian Green, Martin Green, et al
Claimant Lawyers(s): Darren C. Blum, James D. Sallah, Joshua A. Katz, Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Geraldine A. Genco
Hearing Site: Boca Raton, FL
| | $1,470,470 |
| 06-04334 | 08/19/2009 | Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $584,800 |
| 06-04356 | 01/30/2008 | Claimant(s): Donald Kent, Dwight Campbell, MCM Advisors Corp., et al
Claimant Lawyers(s): James D. Sallah
Respondent(s): Ernest McMullen
Respondent Lawyers(s): Andrew T. Lavin
Arbitrator(s): Lanny M. Leff, Mark A. Buckstein, Arnold Levine
Hearing Site: Boca Raton, FL
| | |
