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FINRA Awards for Gary J. Gross

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0433408/19/2009Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
Checkmark Icon$584,800
07-0189408/19/2009Claimant(s): Fern Greene, Stefan Greene
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Charles B. Stark, Mitchell S. Ostwald, Thomas E. Quinlin
Hearing Site: San Francisco, CA
Checkmark Icon$125,510
06-0487408/19/2009Claimant(s): Claire E. Cohen Tru. TTEE Claire Cohen, Frances L. Kagen Tru. TTEE Murray Kage, Murray H. Kagen Rev. Liv. Tru. TTEE
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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