| 08-02589 | 11/19/2010 | Claimant(s): Brenda Flautt, Frank L. Flautt,Jr. Rollover IRA, Frank L. Flautt, Jr. Revocable Trust, Flautt Family Foundation
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael Brady
Arbitrator(s): Richard W. Epstein, Martin P. Bergman, James Edward Edwards
Hearing Site: Boca Raton, FL
|  | $1,826,120 |
| 06-04334 | 08/19/2009 | Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $584,800 |
| 06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $382,600 |
