| 17-02040 | 04/30/2018 | Claimant(s): Ryan Kuhn
Claimant Lawyers(s): Ryan Michael Kuhn
Respondent(s): Benjamin Gordon, BG Strategic Advisors LLC
Respondent Lawyers(s): Jennifer A. Schwartz
Arbitrator(s): Monroe Mitchel, Berthold T. Berkwich, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
| 12-03580 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Craig Norton, James Tidwell
Respondent Lawyers(s): Doug Hyman
Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 09-03972 | 04/20/2012 | Claimant(s): Peter Graham Lee & Jennifer Patricia Lee
Claimant Lawyers(s): Steven D Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Berthold T. Berkwich, Harold S. Stern, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
|  | $0 |
| 09-01713 | 05/10/2010 | Claimant(s): Mary Buchanan
Claimant Lawyers(s): Mary Jo Buchanan
Respondent(s): Leumi Investment Services.
Respondent Lawyers(s): Michelle I Bougdanos
Arbitrator(s): Kimberly A. Gilmour, Berthold T. Berkwich, Barry S. Shanbron
Hearing Site: Boca Raton, FL
| | |
| 07-03330 | 12/12/2008 | Claimant(s): Jefferson Pilot Securities Corp.
Claimant Lawyers(s): William Zeena
Respondent(s): Michael Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich
Hearing Site: Boca Raton, FL
| | |
| 07-01651 | 04/25/2008 | Claimant(s): Estate of S. Saunders & Annette Saunders
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Oppenheimer & Co.., Peter Bizinkauskas
Respondent Lawyers(s): Kathy M. Klock, Mark David Hunter
Arbitrator(s): Leslie L. Cooney, Berthold T. Berkwich, Sheldon N. Reibman
Hearing Site: Boca Raton, FL
| | $250 |
| 06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $382,600 |
