| 22-01676 | 03/07/2024 | Claimant(s): Estate of Elisabeth Beatriz Sust
Claimant Lawyers(s): Mark David Hunter
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Barth Satuloff, Andrea R. Jacobs, Joseph Michael Matthews
Hearing Site: Boca Raton, FL
|  | $0 |
| 23-00996 | 01/02/2024 | Claimant(s): Livia Mendes Mansur
Claimant Lawyers(s): Mark David Hunter
Respondent(s): XP Investments US
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard Carl Smukler, John S. Leech, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | |
| 19-01830 | 11/21/2020 | Claimant(s): Yufang Duan
Claimant Lawyers(s): Michael J. Robins
Respondent(s): Yannan Wang, New City Capital LLC
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Larry Evert Carlson, Jacqueline Stanley Lustig, Scott Stauffer
Hearing Site: Chicago, IL
| | Dismissed |
| 14-00106 | 09/09/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Terrence Daniels
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s):
Hearing Site: New York, NY
| | |
| 15-01887 | 02/18/2016 | Claimant(s): Ioana Cioc
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): Steven N. Ainbinder, Seth L. Finkel, Kathy N. Novick
Hearing Site: Miami, FL
| | |
| 13-02467 | 11/14/2014 | Claimant(s): Black Sea Trading Inc.
Claimant Lawyers(s): Conrad C. Lysiak
Respondent(s): Nehru Chomatil, Jera Securities.
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Denzil J. Klippel, Cynthia A. DiMarco, Emily M. Altman
Hearing Site: New York, NY
| | $0 |
| 12-01330 | 07/01/2014 | Claimant(s): Audrie Perez-Llana Thomas, Benjamin Thomas, Edgar Thomas, Katrinka Powers, Phillip Thomas, Robert Boyatt, Theresa Hornsby, Bobby & Marcella Crawford, Danny & Betty Thomas, Donald & Virginia Headley, Phil & Karen Thomas, Edgar Thomas and Kathleen Thomas Trust, Gordon E. Thomas Revocable Trust, Irma M. Thomas Revocable Trust, Pauline Webb Revocable Trust
Claimant Lawyers(s): Mark David Hunter, Scott L. Silver
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Mauricio Arcadier, Ronald Charles Waters, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | Expungement |
| 12-01559 | 12/23/2013 | Claimant(s): NSM Securities.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Naveen Bhagwani, Shondeep Balchandani
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman
Hearing Site: Boca Raton, FL
| | |
| 11-03049 | 08/16/2013 | Claimant(s): Monica Sidaoui
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Pamela H. Roderick, Ann Pinciss Berman, Lori H. Carena
Hearing Site: New York, NY
| | Expungement |
| 08-01566 | 05/23/2011 | Claimant(s): Frank Rodriguez, Susan Rodriguez, Frank/Susan Rodriguez for Alexandra, et.
Claimant Lawyers(s): David Chacin, Frank Rodriguez
Respondent(s): Kenneth Brown, K.W. Brown Investments, Wendy Brown
Respondent Lawyers(s): Mark David Hunter, Michael S. Hill, Russell L. Forkey
Arbitrator(s): Donald M. Homer, Michael J. Quarequio, Robert M. Schwedel
Hearing Site: Boca Raton, FL
| | $520,353 |
