| 15-01887 | 02/18/2016 | Claimant(s): Ioana Cioc
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Bury
Arbitrator(s): Steven N. Ainbinder, Seth L. Finkel, Kathy N. Novick
Hearing Site: Miami, FL
| | |
| 14-00563 | 11/18/2014 | Claimant(s): Scott Weber
Claimant Lawyers(s): Brian D. Elias
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert A. Sauerberg, Kathy N. Novick, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | |
| 11-03929 | 03/04/2014 | Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-00383 | 02/04/2010 | Claimant(s): JNG Consulting LLC
Claimant Lawyers(s): Seth Huberman
Respondent(s): Albert Poliak, Douglas Kaiser, Frank Salvatore, Robert Keyser, Thomas Field, Thomas Hands, William Fox, Dawson James Securities.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Kathy N. Novick, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
|  | Expungement |
| 07-00190 | 03/13/2008 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): William Zeena
Respondent(s): Humbert Michini, Paul Gaydos
Respondent Lawyers(s): Humbert Michini, Paul Gaydos
Arbitrator(s): Robert S. Natiss, Daniel H. Yaffe, Kathy N. Novick
Hearing Site: Boca Raton, FL
| | |
