Potomac Analytics' Logo

FINRA Awards for Brian C. Hale

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0151307/25/2016Claimant(s): Dean Garritson, Julia Garritson
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Eric Cobb, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale, David N. Jonson
Arbitrator(s): Langfred W. White, Walter J. Wylie, Dana Tait Sandlin
Hearing Site: Columbia, SC
Checkmark Icon$0
14-0266307/06/2016Claimant(s): Shannon Nafaa, Estate of Raymond Ryals
Claimant Lawyers(s): John M. Lassiter
Respondent(s): Morgan Stanley, Linda Ryals, Sun America Annuity & Life Insurance Co.
Respondent Lawyers(s): Brian C. Hale, Michael A Wing, Michael K. Brisbin
Arbitrator(s): John G. Manley, Richard J. Clement, Stephen Edgar Eisenbraun
Hearing Site: Birmingham, AL
Checkmark Icon$0
15-0229703/16/2016Claimant(s): Dennis Coral
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
14-0336502/08/2016Claimant(s): Dennis & Ninfa Fettin
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Daniel J. Pagnano, Stephen T. Johnson, Susan Meek
Hearing Site: Houston, TX
Checkmark IconExpungement
14-0352211/24/2015Claimant(s): James Johnson, Sara Johnson
Claimant Lawyers(s): James R. Johnson
Respondent(s): Keith Holland, Morgan Stanley, Ricardo Desoto
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): James C. Hoover
Hearing Site: Charlotte, NC
Checkmark Icon$70
14-0284710/29/2015Claimant(s): John Biltgen
Claimant Lawyers(s): Daniel Osborn
Respondent(s): Charles Sheridan, Justin Jenniges, Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
Checkmark Icon$44,400
14-0140908/10/2015Claimant(s): Alice Williams
Claimant Lawyers(s): John O'Shea Sullivan
Respondent(s): Christopher Payne, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Sabrina Raquel Scott, Harvey R. Linder, David E. Morris
Hearing Site: Atlanta, GA
Checkmark IconExpungement
12-0419012/03/2014Claimant(s): Elaine Kreda Revocable Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kirtley M. Thiesmeyer, David L. Moran, Dale G. Higer
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
14-0056311/18/2014Claimant(s): Scott Weber
Claimant Lawyers(s): Brian D. Elias
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert A. Sauerberg, Kathy N. Novick, Carolyn E. Moore
Hearing Site: Boca Raton, FL
13-0071706/13/2014Claimant(s): Naveed Malik, Sadaf Malik
Claimant Lawyers(s): James T. Tran, Jessica Vasquez
Respondent(s): Andrew Black, Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert R. Wolf, Jeffrey R. Jury, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
Checkmark Icon$0

27 Results

Display: