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FINRA Awards for David N. Jonson

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0019606/29/2017Claimant(s): Brian Burke, Sandra Burke
Claimant Lawyers(s): Horace M. Baker
Respondent(s): John Thomas
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Robert G. Bannon
Hearing Site: Raleigh, NC
Checkmark Icon$0
15-0151307/25/2016Claimant(s): Dean Garritson, Julia Garritson
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Eric Cobb, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale, David N. Jonson
Arbitrator(s): Langfred W. White, Walter J. Wylie, Dana Tait Sandlin
Hearing Site: Columbia, SC
Checkmark Icon$0
14-0357405/20/2016Claimant(s): Elizabeth Stancil
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): First Citizens Investor Services.
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Robert P. Porter, Michael F. Pearl, Joseph A Newcomb
Hearing Site: Raleigh, NC
12-0425807/14/2014Claimant(s): David Clinard
Claimant Lawyers(s): Jeffrey E. Livingston
Respondent(s): Edward Jones
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Patricia Ann Tracey, David M. Pierce, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
13-0136012/24/2013Claimant(s): Edward Jones
Claimant Lawyers(s): David N. Jonson
Respondent(s): Elizabeth Wilson
Respondent Lawyers(s): Sharon A. Keys
Arbitrator(s): C. Marcus Harris
Hearing Site: Raleigh, NC
Checkmark Icon$0
12-0170802/04/2013Claimant(s): William Gonce
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Edward Jones
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Stephen P. Hoffman, Matthew J. Hoysa, Michael J. Pasquale
Hearing Site: Charlotte, NC
Checkmark Icon$20,000
08-0394611/17/2009Claimant(s): William Helms
Claimant Lawyers(s): Teresa Davis Bulford
Respondent(s): Wachovia Securities, James Covington
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Charles L. Measter, James C. Hoover, Charles Stanley Lomax
Hearing Site: Columbia, SC
Checkmark Icon$0

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