| 16-01592 | 03/20/2018 | Claimant(s): Angel Collado Schwarz
Claimant Lawyers(s): Harold D. Vicente Colon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Rex D.K. Seymour, Walter J. Wylie, Ruben Chevres
Hearing Site: San Juan, PR
|  | $0 |
| 16-02899 | 09/25/2017 | Claimant(s): David Gottschall, Karen Gottschall
Claimant Lawyers(s): Sheila A. Woolson
Respondent(s): Christopher Tolmacs
Respondent Lawyers(s): Christopher Thomas Tolmacs
Arbitrator(s): Mitchell M. Willoughby, Avery B. Goodman, Walter J. Wylie
Hearing Site: Columbia, SC
| | $1,500,380 |
| 16-01243 | 08/17/2017 | Claimant(s): Kirsten Green, Kirsten H. Green IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Robert Star, Edi Financial.
Respondent Lawyers(s): Kevin Galbraith, Martin Prinz
Arbitrator(s): Walter J. Wylie, Daniel Lee Tedrick, Janice Helsley Blach
Hearing Site: Columbia, SC
| | $432,815 |
| 15-01513 | 07/25/2016 | Claimant(s): Dean Garritson, Julia Garritson
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Eric Cobb, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale, David N. Jonson
Arbitrator(s): Langfred W. White, Walter J. Wylie, Dana Tait Sandlin
Hearing Site: Columbia, SC
| | $0 |
| 15-01436 | 02/25/2016 | Claimant(s): Michel Deveix, Michel Deveix Roth IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Ian S. Greig, George W. McKellar, Walter J. Wylie
Hearing Site: Columbia, SC
| | Expungement |
| 13-03622 | 12/29/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): John G. McDonald
Respondent(s): Ronald Pyle
Respondent Lawyers(s): Mark A. Nebrig
Arbitrator(s): C. Marcus Harris, M. Bruce Adelberg, Walter J. Wylie
Hearing Site: Columbia, SC
| | |
| 11-04247 | 01/10/2014 | Claimant(s): Scott Stephens, Tanya Stephens, S.Stephens next friend Conner Stephens, Wilbert J. Stephens, Jr Testamentary, Jr. Testamentary
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Philip P. Rummel, Walter J. Wylie, Richard Djokic
Hearing Site: New Orleans, LA
| | $290,999 |
| 12-02349 | 11/26/2013 | Claimant(s): J.W. Pickens, J.W. Pickens Jr., as Trustee U/W/O JW
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Charles L.A. Terreni, Walter J. Wylie, Lisa Bass Morris
Hearing Site: Columbia, SC
| | $1,307,920 |
| 11-00486 | 06/06/2012 | Claimant(s): Steven Smith as Personal Representative
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Helen E. Huyler, Walter J. Wylie, Dana R. Krajack
Hearing Site: Columbia, SC
| | Expungement |
| 09-05394 | 06/30/2011 | Claimant(s): Ray Sherbert, MD and Kathryn J. Sherbert
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Wilson
Arbitrator(s): William F. Julavits, Michael E. Easterday, Walter J. Wylie
Hearing Site: Columbia, SC
| | $179,409 |
