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FINRA Awards for Mark A. Nebrig

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0254002/20/2018Claimant(s): Charles Obryant
Claimant Lawyers(s): Mark A. Nebrig
Respondent(s): Stifel, Nicolaus & Companyorporated
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Wayne Parker, Robert G. Bannon, Christian Nathaniel Siewers
Hearing Site: Raleigh, NC
13-0362212/29/2014Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): John G. McDonald
Respondent(s): Ronald Pyle
Respondent Lawyers(s): Mark A. Nebrig
Arbitrator(s): C. Marcus Harris, M. Bruce Adelberg, Walter J. Wylie
Hearing Site: Columbia, SC
08-0031907/06/2009Claimant(s): Christian Martin
Claimant Lawyers(s): Gregory Vidler
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Mark A. Nebrig
Arbitrator(s): Mary L. Merkle, Sandra J. Mullings, Richard Lee Mansdoerfer
Hearing Site: New York, NY

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