Potomac Analytics' Logo

FINRA Awards for Wayne Parker

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0254002/20/2018Claimant(s): Charles Obryant
Claimant Lawyers(s): Mark A. Nebrig
Respondent(s): Stifel, Nicolaus & Companyorporated
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Wayne Parker, Robert G. Bannon, Christian Nathaniel Siewers
Hearing Site: Raleigh, NC
12-0033111/12/2013Claimant(s): Faye Johnson, Terry Johnson, NNN Las Colinas Highlands 3, NNN Las Colinas Highlands 4
Claimant Lawyers(s): David Liebrader
Respondent(s): George Hicks, Wanda Cooper, Capital Investment Group.
Respondent Lawyers(s): Gary M. Saretsky, Jonathan M. Sterling
Arbitrator(s): Wayne Parker, Lynne T. Albert, Robert O. Belo
Hearing Site: Raleigh, NC
Checkmark IconExpungement
11-0236604/27/2012Claimant(s): Hunter McKenney
Claimant Lawyers(s): L. Bruce McDaniel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Wayne Parker, Michael E. Weddington, Lane A. Fentriss
Hearing Site: Raleigh, NC
Checkmark Icon$0
10-0453112/05/2011Claimant(s): Barry Jones
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Wayne Parker, Patricia Ann Tracey, Michael F. Pearl
Hearing Site: Raleigh, NC
Checkmark IconExpungement
07-0081211/01/2007Claimant(s): John Amon
Claimant Lawyers(s): John I. Amon
Respondent(s): Tom Moriarty, Vic Hobson, Intersecurities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Thomas W. Steed, Wayne Parker, William A. Collison
Hearing Site: Raleigh, NC

5 Results

Display: