| 12-04331 | 03/27/2014 | Claimant(s): Melvin Hall
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Joseph C. Roberts, James A. Vawter, Jerome O. Cohen
Hearing Site: Seattle, WA
|  | Expungement |
| 12-02123 | 10/31/2013 | Claimant(s): Mary Ellis
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley Smith Barney f/k/a Citi
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes
Hearing Site: Orlando, FL
| | Expungement |
| 11-02571 | 07/10/2013 | Claimant(s): Edward Massey, Merrilyn Massey
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Robert L. Yeager, William E. Hartsfield, Andrea U. Calve
Hearing Site: Dallas, TX
| | Expungement |
| 12-01678 | 04/12/2013 | Claimant(s): Ina Alexander
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | Expungement |
| 11-03590 | 12/18/2012 | Claimant(s): Sheryl Elshire, The Sherdon Trust
Claimant Lawyers(s): John M. Adsit
Respondent(s): Edward Glenn, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gerald F. Corrigan, Alan M. Rosen, Seymour Schoen
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00087 | 10/30/2012 | Claimant(s): Marvin Adler, Theda Adler, The Theda Adler Trust U/A/D 1/15/97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau, Randi Perry Spallina
Arbitrator(s): Kalman J. Lester, William Kent Brown, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01176 | 10/15/2012 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Phillip Schwantner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 12-01187 | 09/07/2012 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Phillip Schwantner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | |
| 11-02366 | 04/27/2012 | Claimant(s): Hunter McKenney
Claimant Lawyers(s): L. Bruce McDaniel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Wayne Parker, Michael E. Weddington, Lane A. Fentriss
Hearing Site: Raleigh, NC
| | $0 |
| 10-03779 | 11/23/2011 | Claimant(s): Cynthia A. Osofsky and R. Sidney Osofsky
Claimant Lawyers(s): R. Sidney Osofsky
Respondent(s): Bridget Shaw, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): John F. Allgood
Hearing Site: Columbia, SC
| | $0 |
