Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02060 | 03/10/2015 | Claimant(s): Louise Nervo Claimant Lawyers(s): Naomi Singh Respondent(s): Stephen Garguilo Respondent Lawyers(s): Stephen J. Garguilo Arbitrator(s): Martin H. Zern Hearing Site: New York, NY |  | $38,864 |
| 13-02995 | 03/09/2015 | Claimant(s): Norman Chesky Claimant Lawyers(s): Lisa Marks Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 13-01513 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Richard Divenuto Respondent Lawyers(s): James E. Heavey Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 13-00528 | 07/09/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Meskunas Respondent Lawyers(s): John Anthony Meskunas Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-02378 | 03/12/2013 | Claimant(s): James O'Connor Claimant Lawyers(s): Stefanie Wayco Respondent(s): Helen B. Strachan TTEE of Jean Strachan Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | Expungement | |
| 12-02086 | 01/14/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): John K. Wells Respondent(s): Gary Schwarcz Respondent Lawyers(s): Gary Alan Schwarcz Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-02389 | 11/09/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Emma J. Purdy Respondent(s): James Rosica Respondent Lawyers(s): James M. Rosica Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-01187 | 09/07/2012 | Claimant(s): James Schwantner Claimant Lawyers(s): James Phillip Schwantner Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregg P. Garneau Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 11-02609 | 05/04/2012 | Claimant(s): Shine Capital Corporation Claimant Lawyers(s): Vivian R. Drohan Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Arthur D. Felsenfeld Arbitrator(s): William A. Hohauser, Martin H. Zern, Evan L. Gordon Hearing Site: New York, NY | | $0 |
| 11-02435 | 02/14/2012 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly Davis Respondent(s): Alfonse Stazzone Respondent Lawyers(s): Alfonse Joseph Stazzone Arbitrator(s): Martin H. Zern Hearing Site: New York, NY |