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FINRA Awards for Kelly Davis

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0433701/14/2013Claimant(s): Securities America.
Claimant Lawyers(s): Kelly Davis
Respondent(s): Joseph Gilleran
Respondent Lawyers(s): Joseph Santo Gilleran
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
11-0243502/14/2012Claimant(s): Securities America.
Claimant Lawyers(s): Kelly Davis
Respondent(s): Alfonse Stazzone
Respondent Lawyers(s): Alfonse Joseph Stazzone
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
11-0258202/10/2012Claimant(s): Securities America.
Claimant Lawyers(s): Kelly Davis
Respondent(s): Richard Pascucci
Respondent Lawyers(s): Richard Peter Pascucci
Arbitrator(s): Kenneth Dymond
Hearing Site: Buffalo, NY
11-0060908/17/2011Claimant(s): Securities America.
Claimant Lawyers(s): Kelly Davis
Respondent(s): Gamal Davis
Respondent Lawyers(s): Gamal K Davis
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY

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