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FINRA Awards for Richard Peter Pascucci

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0258202/10/2012Claimant(s): Securities America.
Claimant Lawyers(s): Kelly Davis
Respondent(s): Richard Pascucci
Respondent Lawyers(s): Richard Peter Pascucci
Arbitrator(s): Kenneth Dymond
Hearing Site: Buffalo, NY
09-0536703/29/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Pascucci
Respondent Lawyers(s): Richard Peter Pascucci
Arbitrator(s): David L. Hoffberg
Hearing Site: Buffalo, NY

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