Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02687 | 05/11/2010 | Claimant(s): Annette Smith, Donald Smith, Annette Smith IRA, Donald L. Smith Individual Retirement Ac, Donald L. Smith SEP Claimant Lawyers(s): William A Jacobson Respondent(s): Alan Cook, RBC Capital Markets Corporation Respondent Lawyers(s): Joseph Keenan Arbitrator(s): David L. Hoffberg Hearing Site: Rochester, NY |  | $14,296 |
| 09-05367 | 03/29/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Richard Pascucci Respondent Lawyers(s): Richard Peter Pascucci Arbitrator(s): David L. Hoffberg Hearing Site: Buffalo, NY | ||
| 07-03169 | 04/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Michael Blum Respondent Lawyers(s): Michael Blum Arbitrator(s): David L. Hoffberg Hearing Site: Buffalo, NY | | $0 |