Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00056 | 02/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee Respondent(s): Jeffrey Wylde Respondent Lawyers(s): Jeffrey Russell Wylde Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 12-02732 | 01/31/2013 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Nathan Gainer Respondent Lawyers(s): Nathan Edward Gainer Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 12-01561 | 11/30/2012 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Vincent Ricciardi Respondent Lawyers(s): Vincent Ricciardi Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 11-03600 | 03/23/2012 | Claimant(s): Frank Monte Claimant Lawyers(s): Michael S. Colombo Respondent(s): Richard Nelson Respondent Lawyers(s): Richard John Nelson Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 11-00582 | 10/21/2011 | Claimant(s): Andrew Garrett Inc. Claimant Lawyers(s): Revan R. Schwartz Respondent(s): Aviv Hen Respondent Lawyers(s): Martin I. Unger Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 11-00609 | 08/17/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly Davis Respondent(s): Gamal Davis Respondent Lawyers(s): Gamal K Davis Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 10-04626 | 08/17/2011 | Claimant(s): Roseann Lee and Charles Lee Claimant Lawyers(s): Charles Lee Respondent(s): Brian Young Respondent Lawyers(s): Meredith Felde Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY |  | $0 |
| 09-05094 | 03/15/2010 | Claimant(s): Rados Family Limited Partnership Claimant Lawyers(s): Joram Rados Respondent(s): Morgan Stanley Respondent Lawyers(s): John Castelly Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | | $88 |
| 08-01147 | 04/03/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Aimee B. Florin Respondent(s): Jason Bajaj Respondent Lawyers(s): Jason V. Bajaj Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | ||
| 07-03198 | 05/12/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): William Chen Respondent Lawyers(s): William Chen Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY | | $0 |