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FINRA Awards for Richard John Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0360003/23/2012Claimant(s): Frank Monte
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Richard Nelson
Respondent Lawyers(s): Richard John Nelson
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY

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