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FINRA Awards for John Castelly

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0057802/01/2012Claimant(s): Jamie Tyszka, Lawrence Barr, Estate of Perry I. Barr, Deceased
Claimant Lawyers(s): Steven C. Forman
Respondent(s): Morgan Stanley & Co., Stanley Lerner
Respondent Lawyers(s): John Castelly
Arbitrator(s): Guillermo L. Bosch, Benjamin F. Richards, David M. Panko
Hearing Site: Philadelphia, PA
Checkmark Icon$0
11-0221312/12/2011Claimant(s): James Schwantner
Claimant Lawyers(s): James Schwantner
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly, Kitoh Grey
Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally
Hearing Site: New York, NY
09-0632010/31/2011Claimant(s): Estate of Margaret Cwirko
Claimant Lawyers(s): Robert Mahoney
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Dwight Wassong, Edward W. Morris, Joseph Christopher Rosa
Hearing Site: Newark, NJ
Checkmark Icon$241,344
09-0501510/14/2010Claimant(s): John Hanson, John J. Hanson, IRA
Claimant Lawyers(s): Charles A. Bennett
Respondent(s): Morgan Stanley & Co., Vikas Mohindra
Respondent Lawyers(s): John L. Castelly, John Castelly
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
Checkmark Icon$4,699
10-0015608/04/2010Claimant(s): Conrad Guerrette
Claimant Lawyers(s): Conrad W. Guerrette
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John Castelly
Arbitrator(s): B. J. Krintzman
Hearing Site: Manchester, NH
Checkmark Icon$213
09-0509403/15/2010Claimant(s): Rados Family Limited Partnership
Claimant Lawyers(s): Joram Rados
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John Castelly
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
Checkmark Icon$88
08-0343110/23/2009Claimant(s): Henrietta Costa IRA (Roll Over), John T. Costa, IRA
Claimant Lawyers(s): George L. Mahr
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Maria D. Cirillo, Thomas M. Crawford, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
Checkmark Icon$8,342

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