Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03495 | 11/16/2016 | Claimant(s): Sefferino Guerrera, Sefferino Guerrera IRA Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, David Kakuda, Morgan Stanley Respondent Lawyers(s): Judy Louie, Kitoh Grey Arbitrator(s): Thomas R. Watkins Hearing Site: Los Angeles, CA |  | Expungement |
| 12-03961 | 01/25/2016 | Claimant(s): Joshua Maddux Claimant Lawyers(s): Joshua Aaron Maddux Respondent(s): Morgan Stanley Respondent Lawyers(s): Kitoh Grey Arbitrator(s): Hearing Site: Minneapolis, MN | ||
| 11-02213 | 12/12/2011 | Claimant(s): James Schwantner Claimant Lawyers(s): James Schwantner Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): John Castelly, Kitoh Grey Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally Hearing Site: New York, NY | ||
| 09-04431 | 12/15/2009 | Claimant(s): Jeanne Johnson Claimant Lawyers(s): Jeanne M. Johnson Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kitoh Grey Arbitrator(s): Hearing Site: St. Louis, MO | | $340 |