Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01614 | 05/25/2021 | Claimant(s): Moon Choi Claimant Lawyers(s): Robert Choi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin, Rosa Linda Guadarrama, Brenda Lee James Hearing Site: Los Angeles, CA |  | Expungement |
| 20-02892 | 04/23/2021 | Claimant(s): William Torriente Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 19-03423 | 04/12/2021 | Claimant(s): Cain Manoli, Mihaela Manoli Claimant Lawyers(s): D. Daxton White Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Eric Gad Forster, Stephen Mack, Elijah Paul Rukidi-Mpuuga Hearing Site: Los Angeles, CA | | Expungement |
| 19-00539 | 04/05/2021 | Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust Claimant Lawyers(s): Fran Cole Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar Hearing Site: San Francisco, CA | | Expungement |
| 20-01436 | 11/27/2020 | Claimant(s): Elliot Ichinose Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-03319 | 07/07/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 19-03308 | 06/11/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 19-02801 | 05/08/2020 | Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV |