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FINRA Awards for Russell Chapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0331907/07/2020Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
19-0368807/06/2020Claimant(s): Brian Carey
Claimant Lawyers(s): Russell Chapman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
19-0330806/11/2020Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA

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