Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01126 | 01/27/2022 | Claimant(s): David Trogan Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, Randi Perry Spallina Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02919 | 12/28/2021 | Claimant(s): Everest Wong Claimant Lawyers(s): Chelsea Masters Respondent(s): WAMU Investments. Respondent Lawyers(s): James H. Davis Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 21-00758 | 09/22/2021 | Claimant(s): William Stordahl Claimant Lawyers(s): Chelsea Masters Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO | ||
| 20-00524 | 08/19/2021 | Claimant(s): Curtis Parry Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-03052 | 08/03/2021 | Claimant(s): Robin Taliaferro Claimant Lawyers(s): Chelsea Masters Respondent(s): Vanguard Capital, Western International Securities. Respondent Lawyers(s): Gregory Serras, Jeffrey K. Compton Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | ||
| 20-03009 | 08/02/2021 | Claimant(s): Michael Wallace Claimant Lawyers(s): Chelsea Masters Respondent(s): IAC Securities. Respondent Lawyers(s): Corporate Office Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 20-03057 | 07/29/2021 | Claimant(s): Justin Bachman Claimant Lawyers(s): Chelsea Masters Respondent(s): Brokerbank Securities. Respondent Lawyers(s): Philip Wright Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 20-03008 | 07/23/2021 | Claimant(s): Michael Wallace Claimant Lawyers(s): Chelsea Masters Respondent(s): USAllianz Securities. Respondent Lawyers(s): Devin W. Bone Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 20-02992 | 07/12/2021 | Claimant(s): Kirk Mandlin Claimant Lawyers(s): Chelsea Masters Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 20-02730 | 07/07/2021 | Claimant(s): Everest Wong Claimant Lawyers(s): Chelsea Masters Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ann Elizabeth Sarli Hearing Site: San Francisco, CA |