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FINRA Awards for Robin Taliaferro

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0221812/15/2021Claimant(s): Robin Taliaferro
Claimant Lawyers(s): Stephen Young
Respondent(s): Sutter Securities Incorporated, Sutter Capital Partners
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
20-0305208/03/2021Claimant(s): Robin Taliaferro
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Vanguard Capital, Western International Securities.
Respondent Lawyers(s): Gregory Serras, Jeffrey K. Compton
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA

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