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FINRA Awards for Gregory Douglas Stone

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0305208/03/2021Claimant(s): Robin Taliaferro
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Vanguard Capital, Western International Securities.
Respondent Lawyers(s): Gregory Serras, Jeffrey K. Compton
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
20-0189405/21/2021Claimant(s): William Nichols
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206

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