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FINRA Awards for Gregory Serras

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0305208/03/2021Claimant(s): Robin Taliaferro
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Vanguard Capital, Western International Securities.
Respondent Lawyers(s): Gregory Serras, Jeffrey K. Compton
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
06-0162203/17/2008Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Gregory Serras, Vanguard Capital
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Edward T. Borer, Robert I. Rabinowitz, Antonio Albano
Hearing Site: Philadelphia, PA

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