23-00446 | 04/10/2024 | Claimant(s): Michael Nolan Claimant Lawyers(s): Todd Gutfleisch Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Edward Turner Borer, Paul J. Leis, Peter George Erdely Hearing Site: Philadelphia, PA
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22-01662 | 12/13/2023 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Bernard J. Kornberg Respondent(s): Brian Dunn Respondent Lawyers(s): Joshua Norton Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg Hearing Site: Wilmington, DE
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19-02561 | 07/22/2021 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Neal Rutman Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Edward Turner Borer, Joseph J. Dougherty, Mark H. Stein Hearing Site: Philadelphia, PA
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20-01699 | 02/12/2021 | Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Scott A. La Porta Respondent(s): Leslie Markus Respondent Lawyers(s): Leslie George Markus Arbitrator(s): Edward T. Borer, Mark H. Stein, Larry Cheskawich Hearing Site: Philadelphia, PA
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10-05445 | 08/21/2014 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Gregory Dotter Respondent Lawyers(s): Gregory Dotter Arbitrator(s): Edward T. Borer, Jim Geiger, Bernard Herman, Glenn J. Hansen, Roger Frazier Cox, Mark H. Stein Hearing Site: Philadelphia, PA
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09-04771 | 03/13/2013 | Claimant(s): Athena Venture Partners, L.P. Claimant Lawyers(s): David R. Moffitt Respondent(s): Goldman, Sachs and Company, Eric Gettleman, Scott Sheffer Respondent Lawyers(s): Edward M. Posner Arbitrator(s): Edward T. Borer, Kathleen K. Murphy, Demetrio S. Timban Hearing Site: Philadelphia, PA
| | $0 |
10-02643 | 04/26/2012 | Claimant(s): Caron Masucci, Douglas Masucci Claimant Lawyers(s): Joseph C. Korsak Respondent(s): Morgan Stanley, William Crumrine Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Edward T. Borer, Marshall S. Galinsky, Gordon M. Wase Hearing Site: Philadelphia, PA
| | $0 |
09-03616 | 06/29/2010 | Claimant(s): Louise S. Hodge Multiple Powers Trust Claimant Lawyers(s): Debra G. Speyer Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Edward T. Borer, John L. Braxton, Edward F. Koren Hearing Site: Philadelphia, PA
| | $579,795 |
09-00095 | 11/12/2009 | Claimant(s): RBC Wealth Management Claimant Lawyers(s): Jospeh Keenan Respondent(s): Newell Anderson Respondent Lawyers(s): Newell Weldon Anderson Arbitrator(s): Edward T. Borer, Alan M. Schankel, Peter D. Shelp Hearing Site: Philadelphia, PA
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05-05229 | 08/13/2009 | Claimant(s): Henry Zurlo Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): James Pimonte, Joseph Galati, Thomas Francis Respondent Lawyers(s): Erin K. Linehan, James Pimonte, Thomas Francis Arbitrator(s): Edward T. Borer, John P. Scordo Hearing Site: Philadelphia, PA
| | $50,261 |