09-02087 | 12/20/2010 | Claimant(s): Thomas Motamed, Thomas Motamed and Christine Motamed Claimant Lawyers(s): G. Trenholm Walker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Richard L Martens Arbitrator(s): Carol Corbett, John L. Braxton, Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
| | $2,200,000 |
09-03616 | 06/29/2010 | Claimant(s): Louise S. Hodge Multiple Powers Trust Claimant Lawyers(s): Debra G. Speyer Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Edward T. Borer, John L. Braxton, Edward F. Koren Hearing Site: Philadelphia, PA
| | $579,795 |
08-04609 | 03/23/2010 | Claimant(s): Jan Carr Claimant Lawyers(s): Anthony B. Haller Respondent(s): Uvest Financial Services Group. Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Elliot B. Platt, John L. Braxton, Howard B. Scherer Hearing Site: Philadelphia, PA
| | |
07-00977 | 03/17/2009 | Claimant(s): James Martin, Estate of Barbara Martin Claimant Lawyers(s): Neil W. Yahn Respondent(s): Citigroup Global Markets., Ronald Wetzel Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Dean L. Scarpa, John L. Braxton, Allen M. Kerpan Hearing Site: Philadelphia, PA
| | $1 |
07-03435 | 08/13/2008 | Claimant(s): Paul Vagnozzi, Estate of Charlotte Vagnozzi Claimant Lawyers(s): Richard DeVita Respondent(s): Enrico Caiazzo, UBS Financial Services Inc. Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Martin Kobak, John L. Braxton, Laura A. Kaster Hearing Site: Philadelphia, PA
| | $0 |