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FINRA Awards for Richard DeVita

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0201109/23/2011Claimant(s): Stanley Fela
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Thomas Caprio
Respondent Lawyers(s): Richard DeVita
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark IconExpungement
07-0343508/13/2008Claimant(s): Paul Vagnozzi, Estate of Charlotte Vagnozzi
Claimant Lawyers(s): Richard DeVita
Respondent(s): Enrico Caiazzo, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Martin Kobak, John L. Braxton, Laura A. Kaster
Hearing Site: Philadelphia, PA
Checkmark Icon$0
06-0239202/06/2008Claimant(s): Robert Scherrer
Claimant Lawyers(s): Richard DeVita
Respondent(s): Brill Securities.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$64,605

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