23-02538 | 06/07/2024 | Claimant(s): Barnes Keller, Dale Hopkins, David Handy, Doug Ross, Kevin Major, Lawrence Clarke, Robert Burkett, Robert Grasso, Ted Brown Claimant Lawyers(s): Brandon Dei Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Steven C. Kempisty, Esq. Hearing Site: Albany, NY
| | Dismissed by Rule 12504 |
15-01370 | 09/02/2016 | Claimant(s): Walter Kukowski Claimant Lawyers(s): Robert Knuts Respondent(s): Wells Fargo Advisors, PNC Investments LLC Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Newark, NJ
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15-01393 | 04/08/2016 | Claimant(s): Amr Aboulmagd Claimant Lawyers(s): Amr Mostafa Aboulmagd Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
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15-00661 | 02/26/2016 | Claimant(s): Robert Flemming and Josephine Flemming Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
13-03131 | 01/15/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan M. Christensen Respondent(s): Steve Marciniak Respondent Lawyers(s): David A. Gehn Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
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12-03753 | 08/07/2014 | Claimant(s): Celia Shecter Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Michael P. Marryshow, Patrick R. Westerkamp, Esq., Harold Yaskin Hearing Site: Philadelphia, PA
| | Expungement |
12-00862 | 07/29/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan Marmion Christensen Respondent(s): Todd Leonhardt Respondent Lawyers(s): Dennis J. Smith Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd Hearing Site: Newark, NJ
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11-02680 | 10/18/2012 | Claimant(s): Saundra Genoni Claimant Lawyers(s): John E. MacDonald Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas Durkin Respondent Lawyers(s): Amy M. Fritsky Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Esq., Timothy James Potero Hearing Site: Philadelphia, PA
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09-02087 | 12/20/2010 | Claimant(s): Thomas Motamed, Thomas Motamed and Christine Motamed Claimant Lawyers(s): G. Trenholm Walker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Richard L Martens Arbitrator(s): Carol Corbett, John L. Braxton, Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
| | $2,200,000 |