23-02538 | 06/07/2024 | Claimant(s): Barnes Keller, Dale Hopkins, David Handy, Doug Ross, Kevin Major, Lawrence Clarke, Robert Burkett, Robert Grasso, Ted Brown Claimant Lawyers(s): Brandon Dei Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Steven C. Kempisty, Esq. Hearing Site: Albany, NY
| | Dismissed by Rule 12504 |
23-01665 | 04/25/2024 | Claimant(s): Bradley Grate, David Hamilton, Gary Edwards, Jeffrey Worley, Robert Ertner Claimant Lawyers(s): Brandon Dei Respondent(s): Shawn Kinsella, Axos Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
| | $0 |
23-01148 | 12/08/2023 | Claimant(s): Claude Pizio, Patrick Deveraux, Robert Bozzi, Todd Rathe Claimant Lawyers(s): Brandon Dei Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Fred W. Miller Hearing Site: Philadelphia, PA
| | $0 |
17-02514 | 08/23/2022 | Claimant(s): David S. Wehby and Christine J. Wehby Claimant Lawyers(s): Richard B. Fosher Respondent(s): Cor Clearing LLC Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Edward R. Niederriter, Joseph Michael Librie, Erika Deutsch Rotbart Hearing Site: Boca Raton, FL
| | $0 |
21-00312 | 02/16/2022 | Claimant(s): Patrick Ridgeway Claimant Lawyers(s): Lance McCardle Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Stuart K. Furman, Alan E. Linden, John G. Sciandra Hearing Site: Jackson, MS
| | $1,100,000 |
18-03854 | 11/15/2021 | Claimant(s): Mary Shea, Patrick Shea Claimant Lawyers(s): Richard B. Fosher Respondent(s): COR Clearing. Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Robert J. Scafuri, Michael J. Meeusen, Michael Jay Buffoni Hearing Site: Milwaukee, WI
| | $0 |
08-02048 | 07/21/2009 | Claimant(s): Carol Ruch Claimant Lawyers(s): Thomas L. Krebs Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Larry D. Hayden, Thaddeus J. Tecza, John A. Criswell Hearing Site: Denver, CO
| | $0 |